Service line · RCF
Risk, Compliance & Forensics
Find the leak, close it, and prove to the regulator that it is closed.
Control design and compliance frameworks on the preventive side; investigation and quantification when something has already gone wrong.
Who it is for
Regulated entities carrying AML obligations; businesses that have suffered or suspect fraud; boards that want an independent view of their control environment; and organisations rebuilding after a regulatory finding.
Scope of work
- AML/CFT frameworks, manuals, risk assessments and staff training
- FIC registration, reporting obligations and compliance officer support
- Internal control design and control gap reviews
- Policy and procedure libraries — finance, HR, procurement, credit, IT
- Fraud investigation, evidence gathering and loss quantification
- Forensic accounting and expert reporting for disputes
- Whistleblower and grievance investigation support
- Enterprise risk registers and risk appetite frameworks
What you receive
- AML/CFT manual, risk assessment and training record
- Control gap report with a prioritised remediation plan
- Forensic investigation report with quantified loss and evidence schedule
- Board-ready policy library